As set out in Schedule 2 of this Annex, the OSC is also adopting a conforming change to Companion Policy 72-503 Distributions Outside Canada (72-503CP). Ackroyd has offered for McQueen to come and visit her in the Cowichan Valley once it's safe to travel again post-pandemic, which McQueen says she would like to do.
However, freedom of information legislation may require the securities regulatory authority or regulator to make this information available if requested. Listing data last updated 2020-10-28T05:05:47Z. We agree with the commenter that in circumstances where two or more issuers distribute a single security, only one report of exempt distribution should be required to be filed for the distribution, and that any one of the co-issuers should be permitted to file the report. Identical relief is now proposed for all CSA jurisdictions. When McQueen opened the book, she saw a man's name written inside: J. Earl Ackroyd, along with some drawings and the name of a school, Brampton High School. The Rule Amendments and Ontario-only Amendments were delivered to the Minister of Finance on July 19, 2018. 4.4 An issuer is not required to file a report of trade under section 4.1 for a distribution of a security if a report has been filed by another issuer for the distribution of the same security. We have also amended the list of security codes in the general instructions of the Report to introduce a new security code "DCT" for distributions of securities involving digital coins or tokens. Items 5(g) and 6(e) ask for the first 6 digits of the issuer's CUSIP number and these 6 digits will be the same for all securities of the issuer. This Annex summarizes the comments we received and our responses to those comments. He and his family mostly grew up and lived in Brampton so she knew it was his book.

{1} In Ontario, the substance of the blacklined italicized text was already incorporated in an Ontario-only amendment that came into force on July 29, 2016. In this case, the issuer may complete a single report identifying all purchasers, and file the report in each Canadian jurisdiction where the distribution has occurred. Both have no idea how the book ended up in New Orleans, but McQueen says she's just happy it's back in the Ackroyd family. The hearing schedule for individuals and parties involved in proceedings before the BCSC.

(gg) by replacing the portion of the Form after the heading "Questions:" with the following: 5. In British Columbia, the comment period expired on December 4, 2017 and no submissions were received. Quick Reference. (Y/N)": Paragraphs f)1. and f)2. do not apply if any of the following apply: (a) the issuer is a foreign public issuer; (b) the issuer is a wholly owned subsidiary of a foreign public issuer; (c) the issuer is distributing only eligible foreign securities and the distribution is to permitted clients only. Contact | One commenter suggested that purchasers' secondary given names should only be required to the extent that they are applicable and available. She and her husband have visited Vancouver once before and say they love the West Coast. I do read most of them.". An unnecessary reference to section 2.2 of OSC Rule 72-503 is also deleted. Form 45-106F1 Report of Exempt Distribution is amended. If the Bank of Canada no longer publishes a daily noon exchange rate and closing exchange rate, convert foreign currency using the daily single indicative exchange rate of the Bank of Canada in the same manner described in each of the three scenarios above. If there is a syndicate of underwriters, the lead underwriter may file the form on behalf of the syndicate or each underwriter may file a form relating to the portion of the distribution it was responsible for. (iii) by deleting "If the Bank of Canada no longer publishes a daily noon exchange rate and closing exchange rate, convert foreign currency using the daily single indicative exchange rate of the Bank of Canada in the same manner described in each of the three scenarios above. Using a comprehensive and standardized industry classification system enables us to better understand exempt market activity and to inform our policy making function as regulators. A commenter suggested that the words "exercise reasonable diligence" be replaced with "made reasonable inquiries with respect to information outside my personal knowledge" to clarify the expectation on the certifying individual's due diligence investigation regarding information required to complete the report. with "Provide the following information for all distributions reported on a per security basis. Overall, we believe the report strikes an appropriate balance between the information needs of the CSA to support its compliance oversight and policy-making functions and the regulatory burden imposed on filers. A quick look into the surrounding area. If two or more issuers distributed a single security, provide the full legal names of the co-issuers in Item 3.; (f) by adding the following under the heading "B. National Instrument 45-106 Prospectus Exemptions is amended by this Instrument. In Ontario, this relief was provided through an Ontario-only amendment to NI 45-106 that came into force on July 29, 2016.

British Columbia Report of Exempt Distribution . If two or more issuers distributed a single security, provide the full legal names of the co-issuers in Item 3. Provide only the name of an exchange and not a trading facility such as, for example, an automated trading system.
Filers are not required to provide any exchange information pertaining to an issuer's debt securities.

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